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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BEARD TRADING PTY LTD. 100 MONTGOMERY STREET, SUITE 1600 SAN FRANCISCO, CA 94104 |
X | |||
TF APPAREL DISCRETIONARY TRUST 100 MONTGOMERY STREET, SUITE 1600 SAN FRANCISCO, CA 94104 |
X | |||
SIMON BEARD FAMILY TRUST 100 MONTGOMERY STREET, SUITE 1600 SAN FRANCISCO, CA 94104 |
X | |||
TAH NEE ALEMAN FAMILY TRUST 100 MONTGOMERY STREET, SUITE 1600 SAN FRANCISCO, CA 94104 |
X | |||
BEARD TAH-NEE 100 MONTGOMERY STREET, SUITE 1600 SAN FRANCISCO, CA 94104 |
X |
/s/ Ciaran Long, as attorney-in-fact on behalf of TF Apparel Discretionary Trust | 09/28/2021 | |
**Signature of Reporting Person | Date | |
/s/ Ciaran Long, as attorney-in-fact on behalf of The Simon Beard Family Trust | 09/28/2021 | |
**Signature of Reporting Person | Date | |
/s/ Ciaran Long, as attorney-in-fact on behalf of The Tah-nee Aleman Family Trust | 09/28/2021 | |
**Signature of Reporting Person | Date | |
/s/ Ciaran Long, as attorney-in-fact on behalf of Tah-nee Beard | 09/28/2021 | |
**Signature of Reporting Person | Date | |
/s/ Ciaran Long, as attorney-in-fact on behalf of Beard Trading Pty Ltd CAN 600 219 856 | 09/28/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 539,500 shares of common stock acquired by the spouse of Tah-nee Beard. |
(2) | Represents 23,354,629 shares of common stock held of record by (i) TF Apparel Discretionary Trust, established by deed dated October 28, 2009 (the "TF Apparel Trust"), (ii) The Simon Beard Family Trust, established by deed dated October 28, 2009 (the "Simon Beard Trust"), and (iii) The Tah-nee Aleman Family Trust, established by deed dated October 28, 2009 (the "Tah-nee Aleman Trust" and, together with the TF Apparel Trust and the Simon Beard Trust, the "Beard Entities"). |
(3) | Beard Trading Pty Ltd ACN 600 219 856 (the "Trustee") is the sole trustee of each of the Beard Entities. Tah-nee Beard is the sole director and secretary and the sole shareholder of the Trustee. Tah-nee Beard has sole voting and dispositive power over the 23,354,629 shares of common stock held of record by the Beard Entities. |